Derivatives and Business Conduct
September 23, 2024
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The regulatory framework established by the British Columbia Securities Commission (BCSC) concerning the business conduct of derivatives firms specifically addressing National Instrument 93-101, titled “Derivatives: Business Conduct,” is grounded in the Securities Act, R.S.B.C. 1996, c. 418, s. 184. The regulation begins by providing a detailed list of definitions that
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